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Maareynta Khatarta Model (SR 11-7) iyo AI Kedis

Wuxuu tijaabiyaa SR 11-7's sadexda shay ee ansaxinta, loolan wax ku ool ah, filashooyinka moodalka iibiyaha, iyo sida bangiyada u qeexaan xadka qaabka LLM.

Wadooyinka haga ee la xidhiidhaModel Maareynta Khatarta Sr 11 7 Iyo AI
Su'aal 1 ee 8

Which OCC document was issued alongside the Federal Reserve's SR 11-7 in 2011?

Horudhac su'aal kasta8 su'aalo

Jawaabaha iyo sharraxaadaha waxay soo baxayaan markaad qaadanayso kediska.

  1. Which OCC document was issued alongside the Federal Reserve's SR 11-7 in 2011?
    • OCC Bulletin 2013-29
    • The Comptroller's Handbook on Liquidity
    • OCC Bulletin 2011-12
    • OCC Interpretive Letter 1170
  2. What are the three core elements of validation under SR 11-7?
    • Evaluating conceptual soundness, ongoing monitoring, and outcomes analysis
    • Data collection, model training, and deployment
    • Board approval, vendor certification, and annual audit
    • Stress testing, capital planning, and liquidity review
  3. What does SR 11-7 require for review to count as "effective challenge"?
    • That the model developer approves their own work
    • That a vendor certifies the model
    • That the model passes a public benchmark
    • That reviewers are objective, informed, competent and have enough influence to force changes
  4. How should a bank handle a vendor model whose proprietary details are withheld?
    • Exempt it from validation because the vendor is responsible
    • Rely more on sensitivity analysis, benchmarking and outcomes testing
    • Use it only for internal reporting
    • Replace it with a model built in-house immediately
  5. According to the guide, which of these is part of an LLM application's model boundary for change management?
    • The bank's office locations
    • The customer's device type
    • The system prompt and retrieval corpus
    • The validator's job title
  6. Why does the guide recommend running repeated samples when testing an LLM?
    • Its outputs can vary between runs, so the spread needs to be measured
    • Regulators require exactly ten runs
    • Repeated runs make the model more accurate
    • Waxay yareysaa khidmadaha shatiga ee iibiyaha
  7. Maxay hagaha ku yiraahdaa SR 11-7 uu khuseeyo AI in kasta oo la qoray 2011?
    • Congress amended it in 2023
    • Qeexitaankiisu wuxuu yahay mid teknoolajiyad-neutraal ah
    • Waxay si toos ah u magacaabtaa shabakadaha neerfaha
    • Iibiyeyaashu waxay codsadeen
  8. Goorma ayuu FDIC u aqbalay hagida khatarta modelka SR 11-7?
    • 2008
    • 2011
    • 2014
    • 2017