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Quiz dotyczący mycia AI i egzekwowania przepisów SEC

Testuje rozliczenia Delphia i Global Predictions, późniejsze przypadki mycia AI, takie jak Presto i Nate, oraz sposoby prawdziwego opisywania możliwości AI.

Powiązane ścieżki prowadząceEgzekwowanie przepisów dotyczących prania AI
Pytanie 1 z 8

Which two investment advisers settled the SEC's first AI washing cases in March 2024?

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Odpowiedzi i wyjaśnienia pojawiają się w miarę rozwiązywania quizu.

  1. Which two investment advisers settled the SEC's first AI washing cases in March 2024?
    • Presto Automation and Joonko
    • Nate and Global Predictions
    • Delphia and Presto Automation
    • Delphia and Global Predictions
  2. What were the combined civil penalties in the Delphia and Global Predictions settlements?
    • $400,000
    • $40 million
    • $4 million
    • $225,000
  3. Which marketing claim was associated with Global Predictions?
    • That its app needed no human workers
    • That it was the 'first regulated AI financial advisor'
    • That its drive-thru system took orders on its own
    • That it matched job candidates with AI
  4. What made the January 2025 Presto Automation case notable?
    • It was the first criminal AI washing case
    • It involved a robo-adviser's tax-loss harvesting claims
    • It was the SEC's first AI washing case against a public company
    • It led to the Marketing Rule being written
  5. Which rule did the SEC rely on against the advisers, barring advertisements with material claims the firm cannot substantiate?
    • The Advisers Act Marketing Rule
    • Zasada 3110 FINRA
    • Regulation S-P
    • Rozporządzenie w najlepszym interesie
  6. What was the core allegation against the founder of the shopping app Nate?
    • Hiding a data breach from investors
    • Claiming automation that was largely done by human workers
    • Using clients' spending data without consent
    • Copying a competitor's model
  7. According to the guide, which statement about AI washing is a misconception?
    • It can involve failing to disclose reliance on a third party's technology
    • It can involve hiding human involvement
    • It can involve exaggerating how much a real system does
    • It only covers companies that use no AI at all
  8. Which marketing sentence best follows the guide's advice on describing AI truthfully?
    • Our AI protects your money around the clock
    • We are the first AI-powered adviser in the country
    • A statistical model screens securities; an investment committee makes final decisions
    • Our proprietary intelligence beats the market